Form D · Hedge Fund

Lusman Fund, Ltd.

Old Greenwich, CT · CIK 0001487061

Offering snapshot reported Dec 12, 2013 · SEC filing

Reported sold
$41.8M
Indefinite offering
Investors reported
29
Form D · investor count
Minimum accepted
$1M
Reported outside-investor minimum
First sale
Jul 1, 2006
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$55.1M$110MMar 16, 2010: $110,047,295.00Mar 16, 2010Jan 12, 2011: $110,283,610.00Jan 12, 2011Jan 3, 2012: $41,827,814.00Jan 3, 2012Dec 19, 2012: $41,827,814.00Dec 19, 2012Dec 12, 2013: $41,827,814.00Dec 12, 2013

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Dec 12, 2013Amendment$41,827,814$0vs Dec 19, 201229SEC filing
Dec 19, 2012Amendment$41,827,814$0vs Jan 3, 201229SEC filing
Jan 3, 2012Amendment$41,827,814-$68,455,796vs Jan 12, 201129SEC filing
Jan 12, 2011Amendment$110,283,610$236,315vs Mar 16, 201042SEC filing
Mar 16, 2010Initial$110,047,295No comparison41SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-139673

Source: Form D, filed Dec 12, 2013. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

LUSMAN FUND, LTD.

Investment adviser: LUSMAN CAPITAL MANAGEMENT, LLC

Gross asset value
$20.4M
Beneficial owners
23
ADV minimum commitment
$1M

Reported in Form ADV on Jun 15, 2015. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator INTERNATIONAL FUND SERVICES NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ROTHSTEIN KASS NEW YORK, New York, United States
Custodian GOLDMAN, SACHS & CO. NY, New York, United States Related to adviser: No
Prime broker GOLDMAN, SACHS & CO. NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

GOLDMAN, SACHS & CO.
SEC 8-129

GOLDMAN, SACHS & CO.
CRD 361 · SEC 8-129

Filing source

Form ADV 928844 · Jun 15, 2015 · Schedule D 7.B.(1), fund 805-3820279599

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Evan Burtton Director
Joel Lusman Director
Vijayabalan Murugesu Director
Inderjit Singh Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O Lusman Capital Management, Llc 53 Forest Avenue, Suite 202
Old Greenwich, CT, 06870