Form D · Investment Banking
Lumos Partners LLC
Walnut Creek, CA · CIK 0001607518
Offering snapshot reported May 8, 2014 · SEC filing
- Reported sold
- $470K Offering amount: $535K
- Investors reported
- 9 Form D · investor count
- Minimum accepted
- $20K Reported outside-investor minimum
- First sale
- Apr 24, 2014 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| May 8, 2014 | Initial | $470,000 | No comparison | 9 | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-217033
Source: Form D, filed May 8, 2014. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Vivek Goyal | Director, Executive |
| Eric Kim | Director |
| Hyder Rabbani | Director |
Issuer details
Industry: Investment Banking (See others in industry)
Address:
1399 Ygnacio Valley Road, Suite 210
Walnut Creek, CA, 94598
Walnut Creek, CA, 94598