Form D · Telecommunications
Lumos Networks Corp.
Waynesboro, VA · CIK 0001520744
Offering snapshot reported Aug 18, 2015 · SEC filing
- Reported sold
- $150M Offering amount: $150M
- Investors reported
- 2 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Aug 6, 2015 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Aug 18, 2015 | Initial | $150,000,000 | No comparison | 2 | SEC filing |
Offering details
- Securities
- Debt, Option to acquire, Security to be acquired, Other
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $6M (estimated)
- Finders' fees
- $0
- Form D file number
- 021-245970
Each note bears interest at an annual fixed rate of 8.00% and matures on 8/15/2022. Each warrant is exercisable on a cashless net exercise basis for one share of common stock at an exercise price of $13.99 per share, subject to adjustment, until 8/6/2022.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Wells Fargo Securities, LLC | 126292 |
Source: Form D, filed Aug 18, 2015. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Diego B. Anderson | Executive |
| Peter D. Aquino | Director |
| Timothy G. Biltz | Director, Executive |
| Johan G. Broekhuysen | Executive |
| Craig M. Drinkhall | Executive |
| Robert E. Guth | Director |
| Joseph E. Mc Court, Jr. | Executive |
| Mary Mc Dermott | Executive |
| Jeffrey Miller | Executive |
| Julia B. North | Director |
| William M. Pruellage | Director |
| Michael K. Robinson | Director |
| Brian C. Rosenberg | Director |
| Michael T. Sicoli | Director |
| Jerry E. Vaughn | Director |
Issuer details
Industry: Telecommunications (See others in industry)
Address:
One Lumos Plaza, P.O. Box 1068
Waynesboro, VA, 22980
Waynesboro, VA, 22980