Form D · Other Technology
LumiThera, Inc.
Poulsbo, WA · CIK 0001615388
Offering snapshot reported Feb 26, 2025 · SEC filing
- Reported sold
- $10M Offering amount: $10M
- Investors reported
- 58 Form D · investor count
- Minimum accepted
- $10K Reported outside-investor minimum
- First sale
- May 8, 2024 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$2,427,638 → $10,000,000
- Reported investors15 → 58
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Feb 26, 2025 | Amendment | $10,000,000 | $7,572,362vs May 21, 2024 | 58 | SEC filing |
| May 21, 2024 | Initial | $2,427,638 | No comparison | 15 | SEC filing |
| Sep 16, 2022 | Initial | $819,975 | No comparison | 7 | SEC filing |
| Oct 19, 2021 | Amendment | $4,524,500 | $3,909,500vs Dec 21, 2020 | 56 | SEC filing |
| Dec 21, 2020 | Initial | $615,000 | No comparison | 9 | SEC filing |
| Aug 12, 2019 | Amendment | $1,150,000 | $150,000vs Jul 12, 2019 | 8 | SEC filing |
| Jul 12, 2019 | Initial | $1,000,000 | No comparison | 8 | SEC filing |
| Mar 13, 2019 | Initial | $100,000 | No comparison | 1 | SEC filing |
| Jan 22, 2019 | Amendment | $2,000,000 | $1,335,000vs Dec 18, 2018 | 13 | SEC filing |
| Dec 18, 2018 | Initial | $665,000 | No comparison | 5 | SEC filing |
| Aug 10, 2018 | Amendment | $1,615,000 | $840,000vs Mar 21, 2018 | 18 | SEC filing |
| Mar 21, 2018 | Initial | $775,000 | No comparison | 7 | SEC filing |
| Oct 13, 2017 | Amendment | $5,002,125 | No comparison | 51 | SEC filing |
| Oct 19, 2016 | Initial | Yet to sell | No comparison | 0 | SEC filing |
| Aug 19, 2014 | Initial | $325,000 | No comparison | 7 | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $22.7K
- Finders' fees
- $0
- Form D file number
- 021-513904
Sales compensation recipients
Scroll to see all columns →
| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Margot DeFrance | 2720232 | Entoro Securities · CRD 35192 |
Source: Form D, filed Feb 26, 2025. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Daniel Bertholet | Director |
| Scott Bradley | Executive |
| Shupeng Cao | Director |
| Todd Christie | Director |
| Cindy Croissant | Executive |
| Robert Dotson | Director |
| Joseph Fontanetta | Director |
| Graham Merry | Director |
| Ryan Montecucco | Executive |
| Duane Morrison | Executive |
| Tracy Puckett | Executive |
| Jackson Streeter | Director |
| Arthur Taylor | Director |
| Art Taylor | Director |
| Clark Tedford | Director, Executive |
| Yigang Yang | Director |
| Yang Yigang | Director |
Issuer details
Industry: Other Technology (See others in industry)
Address:
19578 10 Th Ave Ne, Suite 200
Poulsbo, WA, 98370
Poulsbo, WA, 98370