Form D · Other Investment Fund

Luminus Special Opportunities I PIE, L.P.

New York, NY · CIK 0001551625

Offering snapshot reported Jun 7, 2012 · SEC filing

Reported sold: $30M
Investors reported: 1
Minimum accepted: $0
First sale: May 31, 2012

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Jun 7, 2012	Initial	$30,000,000	No comparison	1	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06, 3C.7
Duration over one year: No
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-179436

Source: Form D, filed Jun 7, 2012. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

LUMINUS SPECIAL OPPORTUNITIES I PIE, L.P.

Investment adviser: LUMINUS MANAGEMENT, LLC

Gross asset value: $4.4M
Beneficial owners: 11
ADV minimum commitment: $1M

Reported in Form ADV on Mar 30, 2018. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator MUFG FUND SERVICES (CAYMAN) LIMITED GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG AUDIT LIMITED HAMILTON, Bermuda

Custodian ADM INVESTOR SERVICES, INC. CHICAGO, Illinois, United States Related to adviser: No

Custodian CITIBANK, N.A. NEW YORK, New York, United States Related to adviser: No

Custodian CREDIT SUISSE SECURITIES (USA) LLC NEW YORK, New York, United States Related to adviser: No

Custodian DEUTSCHE BANK SECURITIES INC. NEW YORK, New York, United States Related to adviser: No

Custodian GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States Related to adviser: No

Custodian GOLDMAN SACHS INTERNATIONAL LONDON, United Kingdom Related to adviser: No

Custodian J.P. MORGAN SECURITIES INC. NEW YORK, New York, United States Related to adviser: No

Custodian MORGAN STANLEY & CO. LLC NEW YORK, New York, United States Related to adviser: No

Prime broker GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

KPMG AUDIT LIMITED
PCAOB 1297

CREDIT SUISSE SECURITIES (USA) LLC
SEC 8-422

DEUTSCHE BANK SECURITIES INC.
SEC 8-17822

GOLDMAN SACHS & CO. LLC
SEC 8-129

J.P. MORGAN SECURITIES INC.
SEC 8-36950

MORGAN STANLEY & CO. LLC
SEC 8-15869

GOLDMAN SACHS & CO. LLC
CRD 361 · SEC 8-129

Filing source

Form ADV 1197907 · Mar 30, 2018 · Schedule D 7.B.(1), fund 805-1981804152

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Jonathan Barrett	Executive
Mark Brennan	Executive
Jobey Eddleman	Executive
Shimon Edelstein	Executive
Darpan Kapadia	Executive
Paul Segal	Executive
Jeff Wade	Executive
Dan Wise	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

1700 Broadway 38 Th Floor
New York, NY, 10019