Form D · Private Equity Fund

Luminous Capital Distressed Credit Opportunities Fund, LP

Los Angeles, CA · CIK 0001504800

Offering snapshot reported Nov 9, 2010 · SEC filing

Reported sold
$31.7M
Indefinite offering
Investors reported
74
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Oct 29, 2010
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$15.9M$31.7MNov 3, 2010: $31,700,000.00Nov 3, 2010Nov 9, 2010: $31,700,000.00Nov 9, 2010

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Nov 9, 2010Amendment$31,700,000$0vs Nov 3, 201074SEC filing
Nov 3, 2010Initial$31,700,000No comparison74SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06, 3C.1, 3C
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-149936

Source: Form D, filed Nov 9, 2010. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

ALTAIR DISTRESSED CREDIT OPPORTUNITIES FUND, LLC

Investment adviser: J.P. MORGAN PRIVATE WEALTH ADVISORS LLC

Gross asset value
$32M
Beneficial owners
81
ADV minimum commitment
$500K

Reported in Form ADV on Dec 18, 2019. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SS&C TECHNOLOGIES, INC. WINDSOR, Connecticut, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PRICE WATERHOUSE AND COOPERS LLP LOS ANGELES, California, United States
Custodian NATIONAL FINANCIAL SERVICES LLC WESTLAKE, Texas, United States Related to adviser: No
Custodian PERSHING LLC JERSEY CITY, New Jersey, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

PRICE WATERHOUSE AND COOPERS LLP
PCAOB 238

NATIONAL FINANCIAL SERVICES LLC
SEC 8-26740

PERSHING LLC
SEC 8-17574

Filing source

Form ADV 1363149 · Dec 18, 2019 · Schedule D 7.B.(1), fund 805-6390474975

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
David Chih Hou Executive
Kim Pfeifer Ip Executive
N/A Luminous Capital Gp Llc Executive
N/A Luminous Capital Holdings, Llc Executive
Mark Elliott Sear Executive
Robert John Skinner Executive
Alan Zafran Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
2049 Century Park East Suite 320
Los Angeles, CA, 90067