Form D · Other
Luminex Resources Corp.
Vancouver, A1 · CIK 0001783401
Offering snapshot reported Mar 6, 2023 · SEC filing
- Reported sold
- $744K Offering amount: $7.56M
- Investors reported
- 6 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Feb 16, 2023 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Mar 6, 2023 | Initial | $743,731 | No comparison | 6 | SEC filing |
| May 19, 2021 | Initial | $913,030 | No comparison | 4 | SEC filing |
| Jul 8, 2020 | Initial | $1,114,332 | No comparison | 8 | SEC filing |
| Dec 20, 2019 | Initial | $1,202,836 | No comparison | 5 | SEC filing |
| Jul 25, 2019 | Initial | $1,116,305 | No comparison | 4 | SEC filing |
Offering details
- Securities
- Equity, Option to acquire, Security to be acquired, Other
- Exemptions
- 06b
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $55.2K
- Finders' fees
- $0
- Form D file number
- 021-474901
The additional $6,820,944 may be received upon exercise of share purchase warrants sold inside or outside the U.S. The U.S. dollar amounts are based on Bank of Canada average rate of exchange reported on February 16, 2022, which was Cdn$1.3439=USD$1.00.
Each unit consists of one common share and one-half of one common share purchase warrant. Each warrant is exercisable for one common share at an exercise price of CAD$.44 for a period of 24 months.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Haywood Securities (USA) Inc. | 42072 |
Source: Form D, filed Mar 6, 2023. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Diego Benalcazar | Executive |
| Lyle Braaten | Director, Executive |
| Andy Carstensen | Executive |
| David Farrell | Director |
| Leo Hathaway | Executive |
| Scott Hicks | Executive |
| Marshall Koval | Director, Executive |
| Hathaway Leo | Executive |
| Martin Rip | Executive |
| Donald Shumka | Director |
| John Wright | Director |
| John Youle | Executive |
Issuer details
Industry: Other (See others in industry)
Address:
410 625 Howe Street
Vancouver, A1, V6C 2T6
Vancouver, A1, V6C 2T6