Form D · Hedge Fund
LUMINA PARTNERS LP
New York, NY · CIK 0001274668
Offering snapshot reported Sep 18, 2023 · SEC filing
- Reported sold
- $49.5M Indefinite offering
- Investors reported
- 11 Form D · investor count
- Minimum accepted
- $100K Reported outside-investor minimum
- First sale
- Dec 17, 2003 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$49,467,446 → $49,473,831
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Sep 18, 2023 | Amendment | $49,473,831 | $6,385vs Sep 16, 2022 | 11 | SEC filing |
| Sep 16, 2022 | Amendment | $49,467,446 | $441,600vs Sep 17, 2021 | 11 | SEC filing |
| Sep 17, 2021 | Amendment | $49,025,846 | No comparison | Not reported | SEC filing |
| Sep 18, 2020 | Amendment | $49,025,846 | $0vs Sep 20, 2019 | 10 | SEC filing |
| Sep 20, 2019 | Amendment | $49,025,846 | $0vs Sep 27, 2018 | 10 | SEC filing |
| Sep 27, 2018 | Amendment | $49,025,846 | $0vs Sep 29, 2017 | 10 | SEC filing |
| Sep 29, 2017 | Amendment | $49,025,846 | $7,250,000vs Sep 30, 2016 | 10 | SEC filing |
| Sep 30, 2016 | Amendment | $41,775,846 | $0vs Oct 2, 2015 | 9 | SEC filing |
| Oct 2, 2015 | Amendment | $41,775,846 | $3,150,000vs Oct 2, 2014 | 9 | SEC filing |
| Oct 2, 2014 | Amendment | $38,625,846 | $5,400,000vs Oct 15, 2013 | 9 | SEC filing |
| Oct 15, 2013 | Amendment | $33,225,846 | $4,625,846vs Oct 15, 2012 | 9 | SEC filing |
| Oct 15, 2012 | Amendment | $28,600,000 | $28,475,000vs Jul 19, 2011 | 6 | SEC filing |
| Jul 19, 2011 | Initial | $125,000 | No comparison | 2 | SEC filing |
| Mar 16, 2009 | Initial | $6,250,000 | No comparison | Not reported | SEC filing |
| Mar 16, 2009 | Amendment | $6,250,000 | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b, 3C, 3C.1
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $240K
- Finders' fees
- $0
- Form D file number
- 021-163114
Clarification to Items 12 and 15. Stratton Capital Management, Ltd. is no longer in a marketing agreement with the Issuer in connection with sales of securities in the offering.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| n/a | None | Stratton Capital Management, Ltd. · CRD 104122 |
Source: Form D, filed Sep 18, 2023. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
LUMINA PARTNERS LP
Investment adviser: LUMINA FUND MANAGEMENT LLC
- Gross asset value
- $7.02M
- Beneficial owners
- 8
- ADV minimum commitment
- $1M
Reported in Form ADV on Mar 31, 2024. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- Yes
- Prime brokers
- Yes
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
RSM US LLP
PCAOB 49
J.P. MORGAN SECURITIES LLC
SEC 8-35008
J.P. MORGAN SECURITIES LLC
CRD 79 · SEC 8-35008
Filing source
Form ADV 1853932 · Mar 31, 2024 · Schedule D 7.B.(1), fund 805-6669150731
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Diego S. Giurleo | Executive |
| N/A Lumina Fund Advisors Llc | Promoter |
| Lumina Fund Advisors Llc | Promoter |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:New York, NY, 10005