Form D · Other
Lumina Gold Corp.
Vancouver, A1 · CIK 0001693232
Offering snapshot reported Oct 21, 2021 · SEC filing
- Reported sold
- $853K Offering amount: $853K
- Investors reported
- 8 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Oct 6, 2021 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Oct 21, 2021 | Initial | $853,180 | No comparison | 8 | SEC filing |
| Dec 20, 2019 | Initial | $453,541 | No comparison | 4 | SEC filing |
| Dec 12, 2018 | Initial | $173,406 | No comparison | 2 | SEC filing |
| Aug 6, 2018 | Initial | $819,530 | No comparison | 3 | SEC filing |
| Dec 14, 2017 | Initial | $2,229,203 | No comparison | 6 | SEC filing |
| Dec 27, 2016 | Initial | $185,519 | No comparison | 3 | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $27.1K (estimated)
- Finders' fees
- $0
- Form D file number
- 021-418044
U.S. dollar amounts are based on the Bank of Canada average rate of exchange reported on October 6, 2021, which was Cdn$1.2613=USD$1.00.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Haywood Securities (USA) Inc. | 42072 |
Source: Form D, filed Oct 21, 2021. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Diego Benalcazar | Executive |
| Lyle Braaten | Director, Executive |
| Heye Daun | Director |
| Leo Hathaway | Executive |
| Scott Hicks | Director |
| Marshall Koval | Director, Executive |
| Martin Rip | Executive |
| Donald Shumka | Director |
| Michael Steinmann | Director |
| Stephen Stow | Director |
| John Youle | Executive |
Issuer details
Industry: Other (See others in industry)
Address:
410 625 Howe Street
Vancouver, A1, V6C 2T6
Vancouver, A1, V6C 2T6