Form D · Other

Lumiata, Inc.

San Mateo, CA · CIK 0001617399

Offering snapshot reported Jul 12, 2018 · SEC filing

Reported sold
$11M
Offering amount: $11M
Investors reported
8
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Jun 26, 2018
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jul 12, 2018Initial$11,015,507No comparison8SEC filing
Nov 29, 2017Initial$3,007,754No comparison7SEC filing
Apr 11, 2016Amendment$10,000,000$0vs Apr 11, 20165SEC filing
Apr 11, 2016Initial$10,000,000No comparison5SEC filing
Aug 26, 2014Initial$5,000,000No comparison2SEC filing

Offering details

Securities
Equity, Other
Exemptions
06b
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-316722
Certain investors converted their convertible promissory notes to receive Series A Prime Preferred Stock pursuant to the terms of the Series A Prime Preferred Stock Purchase Agreement.

Source: Form D, filed Jul 12, 2018. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Aditya Damle Director, Executive
Matt Downs Director
Matthew Downs Director
George John Director
David Kim Director, Executive
Larry Leisure Director
Euan Thomson Director

Issuer details

Industry: Other (See others in industry)

Address:
101 S. Ellsworth Avenue Suite 250
San Mateo, CA, 94401