Form D · Other Investment Fund

Lumerity Effectual, LLC

Greenwich, CT · CIK 0001814171

Offering snapshot reported Jun 4, 2021 · SEC filing

Reported sold
$10M
Offering amount: $15M
Investors reported
Not reported
Form D · investor count
Minimum accepted
Not reported
Reported outside-investor minimum
First sale
Not reported
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jun 4, 2021Amendment$10,000,000No comparisonNot reportedSEC filing
Jun 4, 2020Initial$3,435,000No comparison5SEC filing

Offering details

Securities
Not reported
Exemptions
Not reported
Duration over one year
Not reported
Business combination
Not reported
Sales commissions
Not reported
Finders' fees
Not reported
Form D file number
021-368322

Source: Form D, filed Jun 4, 2021. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

LUMERITY EFFECTUAL, LLC

Investment adviser: LUMERITY CAPITAL MANAGEMENT, LLC

Gross asset value
$17.3M
Beneficial owners
17
ADV minimum commitment
$250K

Reported in Form ADV on Mar 23, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator PERENNIAL FUND SERVICES, LLC WEST LAKE, California, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor WITHUM SMITH+BROWN, PC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
No
Administrator other than the adviser
Yes
External marketing
No

WITHUM SMITH+BROWN, PC
PCAOB 100

Filing source

Form ADV 2078622 · Mar 23, 2026 · Schedule D 7.B.(1), fund 805-6447344951

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Matthew H. Kim Executive
N/A Lumerity Capital, Llc Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O Lumerity Capital, Llc 500 West Putnam Avenue, Suite 400
Greenwich, CT, 06830