Form D · Other Technology
Lumentus Holdings LLC
New York, NY · CIK 0001604793
Offering snapshot reported May 2, 2014 · SEC filing
- Reported sold
- $1.14M Offering amount: $2.5M
- Investors reported
- 7 Form D · investor count
- Minimum accepted
- $100K Reported outside-investor minimum
- First sale
- Jan 8, 2014 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| May 2, 2014 | Initial | $1,135,462 | No comparison | 7 | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 05
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $35K
- Finders' fees
- $0
- Form D file number
- 021-216683
Brill Securities, Inc. may also be entitled to receive equity compensation in the form of warrants, if certain threshholds are met.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Brill Securities, Inc. | 18565 |
Source: Form D, filed May 2, 2014. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Laurence Moskowitz | Director, Executive |
| Adam Selig | Director, Executive |
| Robert Sylvor | Director |
Issuer details
Industry: Other Technology (See others in industry)
Address:
1001 Avenue Of The Americas 22 Nd Fl.
New York, NY, 10018
New York, NY, 10018