Form D · Investing

Lumen Aqua LLC

Daniel Island, SC · CIK 0001836859

Offering snapshot reported Dec 16, 2020 · SEC filing

Reported sold
$550K
Offering amount: $550K
Investors reported
5
Form D · investor count
Minimum accepted
$25K
Reported outside-investor minimum
First sale
Nov 20, 2020
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Dec 16, 2020Initial$550,000No comparison5SEC filing

Offering details

Securities
Equity
Exemptions
06b
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-383415

Source: Form D, filed Dec 16, 2020. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

LUMEN AQUA LLC

Investment adviser: WARREN CAPITAL MANAGEMENT, INC.

Gross asset value
$835K
Beneficial owners
5
ADV minimum commitment
$25K

Reported in Form ADV on Mar 31, 2023. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Custodian MIDLAND TRUST CUSTODY SERVICES FT. MYERS, South Carolina, United States Related to adviser: No
Provider details
Annual audit
No
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

MIDLAND TRUST CUSTODY SERVICES
LEI 47-5560347

Filing source

Form ADV 1708364 · Mar 31, 2023 · Schedule D 7.B.(1), fund 805-1072599516

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Joseph Warren Executive

Issuer details

Industry: Investing (See others in industry)

Address:
107 Beresford Creek St
Daniel Island, SC, 29492