Form D · Other Technology

Luma Financial Technologies, LLC

Cincinnati, OH · CIK 0001812005

Offering snapshot reported Apr 22, 2025 · SEC filing

Reported sold
$62.9M
Offering amount: $62.9M
Investors reported
6
Form D · investor count
Minimum accepted
$2.8M
Reported outside-investor minimum
First sale
Apr 10, 2025
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Apr 22, 2025Initial$62,859,895No comparison6SEC filing
Dec 20, 2021Initial$30,067,808No comparison4SEC filing
May 13, 2020Initial$7,030,205No comparison3SEC filing

Offering details

Securities
Equity
Exemptions
06b
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$2.63M
Form D file number
021-544197

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Broadhaven Securities LLC157804

Source: Form D, filed Apr 22, 2025. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Elliott Appel Director
Stephen Bodurtha Director
Timothy J. Bonacci Director, Executive
Henry Flowers Director
Eric Glicksman Director
Alex Goodman Director
William Holligan Director
Robert P. Jenkins Executive
Bob Jenkins Executive
Sterling Lapinski Director
Gim Lau Executive
Donald Pogan Executive
Rafael Salvatierra Director
Vanessa Simonetti Director
Zheng Wang Director

Issuer details

Industry: Other Technology (See others in industry)

Address:
425 Walnut Street, Suite 2500
Cincinnati, OH, 45202