Form D · Hedge Fund

Lucerne Focus Fund I, L.P.

Greenwich, CT · CIK 0001704151

Offering snapshot reported Apr 19, 2017 · SEC filing

Reported sold: $41.1M
Investors reported: 3
Minimum accepted: $0
First sale: Apr 6, 2017

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Apr 19, 2017	Initial	$41,098,974	No comparison	3	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: No
Business combination: No

Sales commissions: $0 (estimated)
Finders' fees: $0 (estimated)
Form D file number: 021-285143

Source: Form D, filed Apr 19, 2017. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

THE LUCERNE FOCUS FUND I, L.P.

Investment adviser: LUCERNE CAPITAL MANAGEMENT, LP

Gross asset value: $13.6M
Beneficial owners: 3
ADV minimum commitment: $0

Reported in Form ADV on Feb 24, 2023. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator CITCO FUND ADMINISTRATION (CAYMAN ISLANDS) LIMITED GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor PRICEWATERHOUSECOOPERS LLP TORONTO, Canada

Custodian CITCO BANKING CORPORATION N.V. (CURACAO) WILLEMSTAD, Curacao Related to adviser: No

Custodian CREDIT SUISSE SECURITIES (USA) LLC NEW YORK, New York, United States Related to adviser: No

Prime broker CREDIT SUISSE SECURITIES (USA) LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

PRICEWATERHOUSECOOPERS LLP
PCAOB 271

CREDIT SUISSE SECURITIES (USA) LLC
SEC 8-422

CREDIT SUISSE SECURITIES (USA) LLC
CRD 816 · SEC 8-422

Filing source

Form ADV 1719086 · Feb 24, 2023 · Schedule D 7.B.(1), fund 805-8516059514

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Matheus Hovers	Executive
Pieter Taselaar	Executive
[None] The Lucerne Focus Fund I Gp, Llc	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

35 Mason Street
Greenwich, CT, 06830