Form D · Hedge Fund

LUCERNE CAPITAL OFFSHORE FUND LTD

Greenwich, CT · CIK 0001366814

Offering snapshot reported Dec 14, 2023 · SEC filing

Reported sold
$265M
Indefinite offering
Investors reported
178
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
Jul 1, 2003
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$132M$265MJun 12, 2006Aug 26, 2009: $35,529,104.00Aug 25, 2010: $35,547,843.00Aug 25, 2011: $35,547,843.00May 2, 2012: $35,547,843.00Jun 18, 2013: $43,167,632.00Jun 18, 2014: $35,547,843.00Jun 17, 2015: $40,547,843.00Feb 18, 2016: $55,120,043.00Feb 16, 2017: $60,016,991.00Feb 16, 2018: $183,354,433.00Feb 19, 2019: $219,571,868.00Feb 19, 2020: $232,557,679.00Dec 18, 2020: $258,846,296.00Dec 17, 2021: $263,465,666.00Dec 14, 2022: $264,546,555.00Dec 14, 2023: $264,546,555.00Dec 14, 2023

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Dec 14, 2023Amendment$264,546,555$0vs Dec 14, 2022178SEC filing
Dec 14, 2022Amendment$264,546,555$1,080,889vs Dec 17, 2021178SEC filing
Dec 17, 2021Amendment$263,465,666$4,619,370vs Dec 18, 2020174SEC filing
Dec 18, 2020Amendment$258,846,296$26,288,617vs Feb 19, 2020171SEC filing
Feb 19, 2020Amendment$232,557,679$12,985,811vs Feb 19, 2019165SEC filing
Feb 19, 2019Amendment$219,571,868$36,217,435vs Feb 16, 2018161SEC filing
Feb 16, 2018Amendment$183,354,433$123,337,442vs Feb 16, 2017132SEC filing
Feb 16, 2017Amendment$60,016,991$4,896,948vs Feb 18, 201674SEC filing
Feb 18, 2016Amendment$55,120,043$14,572,200vs Jun 17, 201531SEC filing
Jun 17, 2015Amendment$40,547,843$5,018,739vs Aug 26, 200926SEC filing
Jun 18, 2014Amendment$35,547,843$0vs May 2, 201224SEC filing
Jun 18, 2013Amendment$43,167,632$7,619,789vs May 2, 201231SEC filing
May 2, 2012Amendment$35,547,843$0vs Aug 25, 201124SEC filing
Aug 25, 2011Amendment$35,547,843$0vs Aug 25, 201024SEC filing
Aug 25, 2010Amendment$35,547,843$18,739vs Aug 26, 200924SEC filing
Aug 26, 2009Amendment$35,529,104No comparison24SEC filing
Jun 12, 2006PaperNot reportedNo comparisonNot reportedSEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$12.9M (estimated)
Finders' fees
$0
Form D file number
021-91198
Subject to future contingencies.

Sales compensation recipients

Scroll to see all columns →

RecipientCRDAssociated broker-dealer
Citi Private Advisory, LLC153777
Toon WijlackerNoneADVIES & INTERIM MANAGEMENT
Far Hills Group, LLC32243
Citigroup Global Markets Inc.7059
Citibank, N.A., New York BranchNone
Citigroup Global Markets Asia LimitedNone
Citigroup Global Markets Singapore Pte LimitedNone
Citibank, N.A., London BranchNone
Citibank, N.A., Singapore BranchNone
Citibank, N.A., Hong Kong BranchNone
Citibank, N.A., Jersey, Channel Islands BranchNone
Citibank International LimitedNone
Citibank (Switzerland) AGNone
Citibank Canada Investment Funds LimitedNone
Cititrust (Bahamas) LimitedNone

Source: Form D, filed Dec 14, 2023. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

THE LUCERNE CAPITAL OFFSHORE FUND, LTD

Investment adviser: LUCERNE CAPITAL MANAGEMENT, LP

Gross asset value
$305M
Beneficial owners
59
ADV minimum commitment
$500K

Reported in Form ADV on Mar 30, 2016. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator CITCO FUND SERVICES (BERMUDA) LIMITED HAMILTON, Bermuda Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PRICEWATERHOUSECOOPERS LLP TORONTO, Canada
Custodian CITCO BANKING CORPORATION (CURACAO) WILLEMSTAD, Other Related to adviser: No
Custodian GOLDMAN, SACHS & CO. NEW YORK, New York, United States Related to adviser: No
Custodian MORGAN STANLEY & CO. LLC NEW YORK, New York, United States Related to adviser: No
Marketer FAR HILLS GROUP, LLC. NEW YORK, New York, United States Related to adviser: No
Marketer WIJLACKER - ADVIES & INTERIM MANAGEMENT NAARDEN, Netherlands Related to adviser: No
Prime broker GOLDMAN, SACHS & CO. NEW YORK, New York, United States
Prime broker MORGAN STANLEY & CO. LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

GOLDMAN, SACHS & CO.
SEC 8-129

MORGAN STANLEY & CO. LLC
SEC 8-15869

FAR HILLS GROUP, LLC.
CRD 32243 · SEC 8-45675

GOLDMAN, SACHS & CO.
CRD 361 · SEC 8-129

MORGAN STANLEY & CO. LLC
CRD 8209 · SEC 8-15869

Filing source

Form ADV 986521 · Mar 30, 2016 · Schedule D 7.B.(1), fund 805-1606436174

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Simon R Ecclefield Director
Thijs Hovers Executive
Darren Riley Director
Pieter Taselaar Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
73 Arch Street
Greenwich, CT, 06830