Form D · Hedge Fund

Lucerne Capital Fund LP

Greenwich, CT · CIK 0001401955

Offering snapshot reported Dec 14, 2023 · SEC filing

Reported sold
$428M
Indefinite offering
Investors reported
200
Form D · investor count
Minimum accepted
$1
Reported outside-investor minimum
First sale
Jan 1, 2002
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$214M$428MOct 7, 2009: $138,451,660.00Oct 7, 2009Oct 5, 2010: $146,016,016.00Oct 5, 2011: $173,716,370.00May 2, 2012: $173,716,370.00Jun 18, 2013: $174,766,370.00Jun 18, 2014: $192,164,054.00Jun 17, 2015: $225,076,426.00Feb 18, 2016: $301,163,868.00Feb 16, 2017: $321,088,869.00Feb 20, 2018: $385,301,549.00Feb 19, 2019: $404,420,749.00Feb 19, 2020: $420,762,989.00Dec 18, 2020: $424,687,989.00Dec 17, 2021: $426,912,989.00Dec 14, 2022: $427,692,989.00Dec 14, 2023: $427,692,989.00Dec 14, 2023

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Dec 14, 2023Amendment$427,692,989$0vs Dec 14, 2022200SEC filing
Dec 14, 2022Amendment$427,692,989$780,000vs Dec 17, 2021200SEC filing
Dec 17, 2021Amendment$426,912,989$2,225,000vs Dec 18, 2020199SEC filing
Dec 18, 2020Amendment$424,687,989$3,925,000vs Feb 19, 2020195SEC filing
Feb 19, 2020Amendment$420,762,989$16,342,240vs Feb 19, 2019192SEC filing
Feb 19, 2019Amendment$404,420,749$19,119,200vs Feb 20, 2018189SEC filing
Feb 20, 2018Amendment$385,301,549$64,212,680vs Feb 16, 2017173SEC filing
Feb 16, 2017Amendment$321,088,869$19,925,001vs Feb 18, 2016142SEC filing
Feb 18, 2016Amendment$301,163,868$76,087,442vs Jun 17, 2015131SEC filing
Jun 17, 2015Amendment$225,076,426$86,624,766vs Oct 7, 200993SEC filing
Jun 18, 2014Amendment$192,164,054$18,447,684vs May 2, 201268SEC filing
Jun 18, 2013Amendment$174,766,370$1,050,000vs May 2, 201260SEC filing
May 2, 2012Amendment$173,716,370$0vs Oct 5, 201159SEC filing
Oct 5, 2011Amendment$173,716,370$35,264,710vs Oct 7, 200959SEC filing
Oct 5, 2010Amendment$146,016,016$7,564,356vs Oct 7, 200956SEC filing
Oct 7, 2009Amendment$138,451,660No comparison53SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$8.36M (estimated)
Finders' fees
$0
Form D file number
021-103802
Subject to future contingencies.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Citi Private Advisory, LLC153777
Far Hills Group, LLC32243
Citigroup Global Markets Inc.7059
Citibank, N.A., New York BranchNone

Source: Form D, filed Dec 14, 2023. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

THE LUCERNE CAPITAL FUND, LP

Investment adviser: LUCERNE CAPITAL MANAGEMENT, LP

Gross asset value
$493M
Beneficial owners
86
ADV minimum commitment
$500K

Reported in Form ADV on Mar 30, 2016. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator CITCO FUND SERVICES (BERMUDA) INC. HAMILTON, Bermuda Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PRICEWATERHOUSECOOPERS LLP TORONTO, Canada
Custodian CITCO BANKING CORPORATION N.V. (CURACAO) WILLEMSTAD, Curacao Related to adviser: No
Custodian GOLDMAN, SACHS & CO. NEW YORK, New York, United States Related to adviser: No
Custodian MORGAN STANLEY & CO. LLC NEW YORK, New York, United States Related to adviser: No
Marketer FAR HILLS GROUP, LLC. NEW YORK, New York, United States Related to adviser: No
Marketer MATRIX CAPITAL GROUP NEW YORK, New York, United States Related to adviser: No
Prime broker GOLDMAN, SACHS & CO. NEW YORK, New York, United States
Prime broker MORGAN STANLEY & CO. LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

GOLDMAN, SACHS & CO.
SEC 8-129

MORGAN STANLEY & CO. LLC
SEC 8-15869

FAR HILLS GROUP, LLC.
CRD 32243 · SEC 8-45675

MATRIX CAPITAL GROUP
CRD 33364 · SEC 801-61224

GOLDMAN, SACHS & CO.
CRD 361 · SEC 8-129

MORGAN STANLEY & CO. LLC
CRD 8209 · SEC 8-15869

Filing source

Form ADV 986521 · Mar 30, 2016 · Schedule D 7.B.(1), fund 805-1714023068

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Thijs Hovers Executive
Lucerne Gen Par Fund, Llc Executive
Pieter Taselaar Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
73 Arch Street
Greenwich, CT, 06830