Form D · Other Technology

Lucena Research, Inc.

Atlanta, GA · CIK 0001608056

Offering snapshot reported Nov 21, 2016 · SEC filing

Reported sold
$1M
Offering amount: $1M
Investors reported
9
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Aug 20, 2015
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$500K$1MSep 4, 2015: $650,000.00Sep 4, 2015Nov 21, 2016: $1,000,000.00Nov 21, 2016

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$650,000 → $1,000,000
  • Reported investors4 → 9

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Nov 21, 2016Amendment$1,000,000$350,000vs Sep 4, 20159SEC filing
Sep 4, 2015Initial$650,000No comparison4SEC filing
May 14, 2014Initial$900,000No comparison6SEC filing

Offering details

Securities
Equity
Exemptions
06b
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-247050

Source: Form D, filed Nov 21, 2016. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Tucker Balch Director, Executive
Jeff Falke Director
Bruce Fike Director
Erez M. Katz Director, Executive
I. Sigmund Mosley, Jr. Director
Del Ross Director

Issuer details

Industry: Other Technology (See others in industry)

Address:
75 5 Th Street Nw Suite 1025
Atlanta, GA, 30308