Form D · Hedge Fund

Lubben Fund Ltd.

Grand Cayman, E9 · CIK 0001423949

Offering snapshot reported Mar 15, 2019 · SEC filing

Reported sold
$59.6M
Indefinite offering
Investors reported
6
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
Apr 1, 2006
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$29.8M$59.6MMar 15, 2010: $6,500,000.00Mar 15, 2010Mar 15, 2011: $6,500,000.00Mar 15, 2012: $6,500,000.00Mar 15, 2013: $46,750,000.00Mar 17, 2014: $52,750,000.00Mar 17, 2015: $52,750,000.00Mar 17, 2016: $52,750,000.00Mar 17, 2017: $59,640,000.00Mar 16, 2018: $59,640,000.00Mar 20, 2018: $59,640,000.00Mar 15, 2019: $59,640,000.00Mar 15, 2019

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Mar 15, 2019Amendment$59,640,000$0vs Mar 20, 20186SEC filing
Mar 20, 2018Amendment$59,640,000$0vs Mar 16, 20186SEC filing
Mar 16, 2018Amendment$59,640,000$0vs Mar 17, 20176SEC filing
Mar 17, 2017Amendment$59,640,000$6,890,000vs Mar 17, 20166SEC filing
Mar 17, 2016Amendment$52,750,000$0vs Mar 17, 20146SEC filing
Mar 17, 2015Amendment$52,750,000$0vs Mar 17, 20146SEC filing
Mar 17, 2014Amendment$52,750,000$6,000,000vs Mar 15, 20136SEC filing
Mar 15, 2013Amendment$46,750,000$40,250,000vs Mar 15, 20125SEC filing
Mar 15, 2012Amendment$6,500,000$0vs Mar 15, 20111SEC filing
Mar 15, 2011Amendment$6,500,000$0vs Mar 15, 20101SEC filing
Mar 15, 2010Amendment$6,500,000No comparison1SEC filing
Jan 14, 2008PaperNot reportedNo comparisonNot reportedSEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b
Duration over one year
Yes
Business combination
No
Sales commissions
$1.5M (estimated)
Finders' fees
$0
Form D file number
021-113487

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Access Securities Inc.22455
JP Morgan Securities LLC79

Source: Form D, filed Mar 15, 2019. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
David Bree Director
Bree David Director
Gary Lubben Director, Executive
Lubben Capital Management Llc Promoter
Don Seymour Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O Maples Corporate Services Limited Ugland House, P.O. Box 309
Grand Cayman, E9, KY1-1104