Form D · Hedge Fund
LUBBEN FUND LP
Wilton, CT · CIK 0001362403
Offering snapshot reported Mar 15, 2019 · SEC filing
- Reported sold
- $378M Indefinite offering
- Investors reported
- 69 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Apr 1, 2006 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$375,474,912 → $378,024,912
- Reported investors63 → 69
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Mar 15, 2019 | Amendment | $378,024,912 | $2,550,000vs Mar 20, 2018 | 69 | SEC filing |
| Mar 20, 2018 | Amendment | $375,474,912 | $0vs Mar 16, 2018 | 63 | SEC filing |
| Mar 16, 2018 | Amendment | $375,474,912 | $1,750,000vs Mar 17, 2017 | 63 | SEC filing |
| Mar 17, 2017 | Amendment | $373,724,912 | $38,018,237vs Mar 17, 2016 | 62 | SEC filing |
| Mar 17, 2016 | Amendment | $335,706,675 | $2,050,000vs Mar 17, 2014 | 46 | SEC filing |
| Mar 17, 2015 | Amendment | $335,256,675 | $1,600,000vs Mar 17, 2014 | 45 | SEC filing |
| Mar 17, 2014 | Amendment | $333,656,675 | $39,305,000vs Mar 15, 2013 | 42 | SEC filing |
| Mar 15, 2013 | Amendment | $294,351,675 | $75,050,018vs Mar 15, 2012 | 37 | SEC filing |
| Mar 15, 2012 | Amendment | $219,301,657 | $100,412,500vs Mar 15, 2011 | 29 | SEC filing |
| Mar 15, 2011 | Amendment | $118,889,157 | $20,525,000vs Mar 15, 2010 | 20 | SEC filing |
| Mar 15, 2010 | Amendment | $98,364,157 | No comparison | 16 | SEC filing |
| May 1, 2006 | Paper | Not reported | No comparison | Not reported |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $897K (estimated)
- Finders' fees
- $0
- Form D file number
- 021-89550
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Access Securities Inc. | 22455 | |
| JP Morgan Securities LLC | 79 |
Source: Form D, filed Mar 15, 2019. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Gary Lubben | Executive |
| Lubben Capital Management Llc | Promoter |
| Lubben Capital Partners Llc Lubben Capital Partners Llc | Executive |
| Lubben Capital Partners Llc | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:
11 River Rd
Wilton, CT, 06897
Wilton, CT, 06897