Form D · Biotechnology
LSC-BIO HC1, DST
Radnor, PA · CIK 0001725079
Offering snapshot reported Mar 2, 2018 · SEC filing
- Reported sold
- $4.45M Offering amount: $4.45M
- Investors reported
- 12 Form D · investor count
- Minimum accepted
- $25K Reported outside-investor minimum
- First sale
- Nov 29, 2017 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$4,083,610 → $4,453,890
- Reported investors11 → 12
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Mar 2, 2018 | Amendment | $4,453,890 | $370,280vs Feb 23, 2018 | 12 | SEC filing |
| Feb 23, 2018 | Amendment | $4,083,610 | $522,000vs Dec 26, 2017 | 11 | SEC filing |
| Dec 26, 2017 | Amendment | $3,561,610 | $957,909vs Dec 13, 2017 | 7 | SEC filing |
| Dec 13, 2017 | Initial | $2,603,701 | No comparison | 3 | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $575K (estimated)
- Finders' fees
- $0
- Form D file number
- 021-300625
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| McDermott Investment Services, LLC | 154926 | |
| Taylor Capital Management, Inc. | 43559 | |
| Lion Street Financial, LLC | 165828 | |
| D.H. Hill Securities, LLLP | 41528 | |
| Lighthouse Capital Group, LLC | 169135 | |
| WealthForge Securities, LLC | 152550 |
Source: Form D, filed Mar 2, 2018. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Livingston Capital, Llc | Promoter |
| Pietro Scola | Executive |
Issuer details
Industry: Biotechnology (See others in industry)
Address:
595 East Lancaster Avenue Suite 300
Radnor, PA, 19087
Radnor, PA, 19087