Form D · Other Technology
LOYAL3 Holdings, Inc.
San Francisco, CA · CIK 0001571036
Offering snapshot reported Jul 14, 2014 · SEC filing
- Reported sold
- $30.2M Offering amount: $47.3M
- Investors reported
- 6 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Jun 27, 2014 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jul 14, 2014 | Initial | $30,223,650 | No comparison | 6 | SEC filing |
| Jul 14, 2014 | Amendment | $30,223,650 | $0vs Jul 14, 2014 | 6 | SEC filing |
| Oct 30, 2013 | Initial | $2,500,000 | No comparison | 1 | SEC filing |
| May 2, 2013 | Initial | $18,000,000 | No comparison | 3 | SEC filing |
Offering details
- Securities
- Equity, Option to acquire, Security to be acquired, Other
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-220936
Includes shares of Series D Preferred Stock issued for cash investment or upon conversion of principal and interest of indebtedness. Includes aggregate exercise price of Common Stock Warrants.
Series D Preferred Stock, Common Stock issuable upon conversion of Series D Preferred Stock, Warrants, and Common Stock issuable upon exercise of Warrants.
Source: Form D, filed Jul 14, 2014. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| William L Blais | Executive |
| Chris Brahm | Director |
| Peter V Coleman | Executive |
| James Hale | Director |
| Matthew Ho | Executive |
| Chris Kelly | Director |
| Stephen B Klein | Director, Executive |
| Marc Metcalf | Director |
| Jeffrey Modisett | Executive |
| Michael Pucker | Director |
| Barry L Schneider | Director, Executive |
| Jack Thrift | Executive |
| Maggie Wilderotter | Director |
Issuer details
Industry: Other Technology (See others in industry)
Address:San Francisco, CA, 94111