Form D · Venture Capital Fund

Lowercase 140, L.P.

Healdsburg, CA · CIK 0001500710

Offering snapshot reported Mar 29, 2012 · SEC filing

Reported sold
$6.15M
Offering amount: $6.15M
Investors reported
19
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Dec 3, 2010
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Mar 29, 2012Initial$6,147,500No comparison19SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06, 3C, 3C.1
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-175894

Source: Form D, filed Mar 29, 2012. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

LOWERCASE 140, LP

Investment adviser: LOWERCASE VENTURES MANAGEMENT I, LLC

Gross asset value
$11.7M
Beneficial owners
20
ADV minimum commitment
$50K

Reported in Form ADV on Mar 24, 2015. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator ADURO ADVISORS, LLC LIVERMORE, California, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Custodian MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED SAN FRANCISCO, California, United States Related to adviser: No
Provider details
Annual audit
No
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEC 8-7221

Filing source

Form ADV 896473 · Mar 24, 2015 · Schedule D 7.B.(1), fund 805-6365460101

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
N/A Lowercase 140 Gp, Llc Director
Christopher Stephen Sacca Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
788 Josephine Lane
Healdsburg, CA, 95448