Form D · Hedge Fund

Loomis Sayles SMID Growth Fund, L.P.

Boston, MA · CIK 0001536539

Offering snapshot reported Apr 4, 2016 · SEC filing

Reported sold
$1.07M
Indefinite offering
Investors reported
18
Form D · investor count
Minimum accepted
$50K
Reported outside-investor minimum
First sale
Nov 30, 2011
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$533K$1.07MDec 8, 2011: $810,000.00Dec 8, 2011Dec 7, 2012: $1,005,000.00Dec 7, 2012Jan 31, 2014: $1,015,000.00Jan 31, 2014Apr 4, 2016: $1,065,000.00Apr 4, 2016

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$1,015,000 → $1,065,000
  • Reported investors17 → 18

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Apr 4, 2016Amendment$1,065,000$50,000vs Jan 31, 201418SEC filing
Jan 31, 2014Amendment$1,015,000$10,000vs Dec 7, 201217SEC filing
Dec 7, 2012Amendment$1,005,000$195,000vs Dec 8, 201117SEC filing
Dec 8, 2011Initial$810,000No comparison14SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$0 (estimated)
Finders' fees
$0 (estimated)
Form D file number
021-169776

Source: Form D, filed Apr 4, 2016. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

LOOMIS SAYLES SMID GROWTH FUND, L.P.

Investment adviser: LOOMIS, SAYLES & COMPANY, L.P.

Gross asset value
$1.69M
Beneficial owners
14
ADV minimum commitment
$50K

Reported in Form ADV on Jan 6, 2016. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator STATE STREET BANK AND TRUST COMPANY BOSTON, Massachusetts, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PRICEWATERHOUSECOOPERS LLP BOSTON, Massachusetts, United States
Custodian STATE STREET BANK AND TRUST COMPANY BOSTON, Massachusetts, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Filing source

Form ADV 964832 · Jan 6, 2016 · Schedule D 7.B.(1), fund 805-5279263482

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Robert James Blanding Director, Executive
Kevin Patrick Charleston Director, Executive
Daniel Joseph Fuss Director
John Francis Gallagher Director
John Francis Gallagher, Iii Director
John Robert Gidman Director
John Thomas Hailer Director
Lauriann Crandall Kloppenburg Director
Jean Susan Loewenberg Director, Executive
N/A Loomis Sayles Alpha Llc Promoter
N/A Loomis, Sayles & Company Incorporated Promoter
N/A Loomis, Sayles & Company, L.P Promoter
Jaehoon Patrick Park Director
John F. Russell Director
Pierre Servant Director
Mark Edward Smith Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O Loomis, Sayles & Company, L.P. One Financial Center
Boston, MA, 02111