Form D · Hedge Fund

Loomis Sayles Alpha Opportunities Fund, L.P.

Boston, MA · CIK 0001531411

Offering snapshot reported Apr 1, 2016 · SEC filing

Reported sold
$14.6M
Indefinite offering
Investors reported
8
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Feb 1, 2011
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$7.28M$14.6MSep 29, 2011: $1,550,000.00Sep 29, 2011Sep 11, 2012: $10,061,082.00Sep 11, 2012Oct 23, 2013: $11,061,082.00Oct 23, 2013Apr 1, 2016: $14,565,488.00Apr 1, 2016

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$11,061,082 → $14,565,488
  • Reported investors7 → 8

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Apr 1, 2016Amendment$14,565,488$3,504,406vs Oct 23, 20138SEC filing
Oct 23, 2013Amendment$11,061,082$1,000,000vs Sep 11, 20127SEC filing
Sep 11, 2012Amendment$10,061,082$8,511,082vs Sep 29, 20118SEC filing
Sep 29, 2011Initial$1,550,000No comparison2SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$0 (estimated)
Finders' fees
$0 (estimated)
Form D file number
021-166548

Source: Form D, filed Apr 1, 2016. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

LOOMIS SAYLES ALPHA OPPORTUNITIES FUND, L.P.

Investment adviser: LOOMIS, SAYLES & COMPANY, L.P.

Gross asset value
$17.3M
Beneficial owners
7
ADV minimum commitment
$5M

Reported in Form ADV on Feb 13, 2014. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator CITI HEDGE FUND SERVICES, INC. BOSTON, Massachusetts, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PRICEWATERHOUSECOOPERS LLP BOSTON, Massachusetts, United States
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
No
Administrator other than the adviser
Yes
External marketing
No
Filing source

Form ADV 785621 · Feb 13, 2014 · Schedule D 7.B.(1), fund 805-5508664539

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Robert James Blanding Director, Executive
Kevin Patrick Charleston Director, Executive
Daniel Joseph Fuss Director
John Francis Gallagher Director
John Francis Gallagher, Iii Director
John Robert Gidman Director
John Thomas Hailer Director
Lauriann Crandall Kloppenburg Director
Jean Susan Loewenberg Director, Executive
N/A Loomis Sayles Alpha Llc Promoter
N/A Loomis, Sayles & Company Incorporated Director, Executive
N/A Loomis, Sayles & Company, L.P. Promoter
Jaehoon Patrick Park Director, Executive
Pierre Servant Director
Peirre Servant Director
Mark Edward Smith Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
One Financial Center
Boston, MA, 02111