Form D · Hedge Fund

Lone Balsam, L.P.

Greenwich, CT · CIK 0001158540

Offering snapshot reported Mar 18, 2013 · SEC filing

Reported sold
$211M
Indefinite offering
Investors reported
10
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Jan 1, 1998
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$105M$211MMar 17, 2010: $206,104,553.00Mar 17, 2010Mar 16, 2011: $206,104,553.00Mar 16, 2011Mar 16, 2012: $206,104,553.00Mar 16, 2012Mar 18, 2013: $210,604,553.00Mar 18, 2013

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$206,104,553 → $210,604,553
  • Reported investors7 → 10

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Mar 18, 2013Amendment$210,604,553$4,500,000vs Mar 16, 201110SEC filing
Mar 16, 2012Amendment$206,104,553$0vs Mar 16, 20117SEC filing
Mar 16, 2011Amendment$206,104,553$0vs Mar 17, 20107SEC filing
Mar 17, 2010Amendment$206,104,553No comparison11SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-129409

Source: Form D, filed Mar 18, 2013. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

LONE BALSAM, L.P.

Investment adviser: LONE PINE CAPITAL LLC

Gross asset value
$647M
Beneficial owners
8
ADV minimum commitment
$1M

Reported in Form ADV on Mar 28, 2013. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator INTERNATIONAL FUND SERVICES (N.A.), L.L.C. TORONTO, Canada Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST AND YOUNG LLP NEW YORK, New York, United States
Custodian DEUTSCHE BANK SECURITIES INC. NEW YORK, New York, United States Related to adviser: No
Custodian GOLDMAN, SACHS & CO. NEW YORK, New York, United States Related to adviser: No
Custodian J.P. MORGAN CLEARING CORP. NEW YORK, New York, United States Related to adviser: No
Custodian MORGAN STANLEY & CO. LLC NEW YORK, New York, United States Related to adviser: No
Custodian NATIONAL FINANCIAL SERVICES LLC BOSTON, Massachusetts, United States Related to adviser: No
Custodian UBS SECURITIES LLC NEW YORK, New York, United States Related to adviser: No
Prime broker DEUTSCHE BANK SECURITIES INC. NEW YORK, New York, United States
Prime broker GOLDMAN, SACHS & CO. NEW YORK, New York, United States
Prime broker J.P. MORGAN CLEARING CORP. NEW YORK, New York, United States
Prime broker MORGAN STANLEY & CO. LLC NEW YORK, New York, United States
Prime broker NATIONAL FINANCIAL SERVICES LLC BOSTON, Massachusetts, United States
Prime broker UBS SECURITIES LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

DEUTSCHE BANK SECURITIES INC.
SEC 8-17822

GOLDMAN, SACHS & CO.
SEC 8-129

J.P. MORGAN CLEARING CORP.
SEC 8-43724

MORGAN STANLEY & CO. LLC
SEC 8-15869

NATIONAL FINANCIAL SERVICES LLC
SEC 8-26740

UBS SECURITIES LLC
SEC 8-22651

DEUTSCHE BANK SECURITIES INC.
CRD 2525 · SEC 8-17822

GOLDMAN, SACHS & CO.
CRD 361 · SEC 8-129

J.P. MORGAN CLEARING CORP.
CRD 28432 · SEC 8-43724

MORGAN STANLEY & CO. LLC
CRD 8209 · SEC 8-15869

NATIONAL FINANCIAL SERVICES LLC
CRD 13041 · SEC 8-26740

UBS SECURITIES LLC
CRD 7654 · SEC 8-22651

Filing source

Form ADV 705326 · Mar 28, 2013 · Schedule D 7.B.(1), fund 805-8864276836

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Lone Pine Associates Llc Lone Pine Associates Llc Executive
Lone Pine Managing Member Llc Lone Pine Managing Member Llc Executive
Stephen F. Mandel, Jr. Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O Lone Pine Associates Llc Two Greenwich Plaza, 2 Nd Floor
Greenwich, CT, 06830