Form D · Other Investment Fund

Lombard International Life Assurance Co Separate Account VL146

Philadelphia, PA · CIK 0001640005

Offering snapshot reported Jun 17, 2020 · SEC filing

Reported sold
$5.2M
Indefinite offering
Investors reported
1
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Apr 17, 2015
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$2.6M$5.2MApr 21, 2015: $1,500,000.00Apr 21, 2015Mar 22, 2016: $1,500,000.00Mar 22, 2016Mar 27, 2017: $3,000,000.00Mar 27, 2017Apr 15, 2019: $5,200,000.00Apr 15, 2019Jun 17, 2020: $5,200,000.00Jun 17, 2020

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jun 17, 2020Amendment$5,200,000$0vs Apr 15, 20191SEC filing
Apr 15, 2019Amendment$5,200,000$2,200,000vs Mar 27, 20171SEC filing
Mar 27, 2017Amendment$3,000,000$1,500,000vs Mar 22, 20161SEC filing
Mar 22, 2016Amendment$1,500,000$0vs Apr 21, 20151SEC filing
Apr 21, 2015Initial$1,500,000No comparison1SEC filing

Offering details

Securities
Pooled investment fund, Other
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$9.57K
Finders' fees
$0
Form D file number
021-238387
variable life insurance contracts
Issuer pays no sales commissions or finders' fees. LILAC pays all sales commissions or finders' fees from its corporate resources.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Stern Capital, LLC131226Jennifer H. Macaulay · CRD 2447557

Source: Form D, filed Jun 17, 2020. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Lilac Lombard International Life Assurance Company Promoter
Pflac Philadelphia Financial Life Assurance Company Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
One Liberty Place 54 Th Floor
Philadelphia, PA, 19103