Form D · Other Investment Fund

Lombard International Life Assurance Co Separate Account VL 401

Philadelphia, PA · CIK 0001940761

Offering snapshot reported Apr 20, 2023 · SEC filing

Reported sold
$2.88M
Indefinite offering
Investors reported
1
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Aug 31, 2022
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$1.44M$2.88MSep 6, 2022: $1,441,006.00Sep 6, 2022Apr 20, 2023: $2,882,172.00Apr 20, 2023

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$1,441,006 → $2,882,172

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Apr 20, 2023Amendment$2,882,172$1,441,166vs Sep 6, 20221SEC filing
Sep 6, 2022Initial$1,441,006No comparison1SEC filing

Offering details

Securities
Pooled investment fund, Other
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$57K
Finders' fees
$0
Form D file number
021-457962
variable life insurance contracts
Issuer pays a sales commission which is equal to a percentage of the premium received by the Issuer. LILAC also pays sales commissions from its corporate resources.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
The Leaders Group, Inc.37157Jonathan Donfield · CRD 5845355

Source: Form D, filed Apr 20, 2023. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Lilac Lombard International Life Assurance Company Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
One Liberty Place 1650 Market St., 54 Th Floor
Philadelphia, PA, 19103