Form D · Other Investment Fund

Lombard International Life Assurance Co Separate Account VL 173

Philadelphia, PA · CIK 0001710722

Offering snapshot reported Apr 8, 2019 · SEC filing

Reported sold
$13M
Indefinite offering
Investors reported
3
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Jun 26, 2017
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$6.51M$13MJul 11, 2017: $2,675,000.00Jul 11, 2017Mar 15, 2018: $7,850,000.00Mar 15, 2018Apr 8, 2019: $13,025,000.00Apr 8, 2019

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$7,850,000 → $13,025,000

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Apr 8, 2019Amendment$13,025,000$5,175,000vs Mar 15, 20183SEC filing
Mar 15, 2018Amendment$7,850,000$5,175,000vs Jul 11, 20173SEC filing
Jul 11, 2017Initial$2,675,000No comparison1SEC filing

Offering details

Securities
Pooled investment fund, Other
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$160K
Finders' fees
$0
Form D file number
021-290365
variable life insurance contracts
Issuer pays sales commissions which are equal to a percentage of premium received by the Issuer. LILAC will also pay sales commissions from its corporate resources.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
M Holdings Securities, Inc43285Eric Naison-Phillips · CRD 5155539

Source: Form D, filed Apr 8, 2019. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Lilac Lombard International Life Assurance Company Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
One Liberty Place, 1650 Market Street 54 Th Floor
Philadelphia, PA, 19103