Form D · Other Investment Fund
Lombard International Life Assurance Co Separate Account VA131
Philadelphia, PA · CIK 0001648125
Offering snapshot reported May 8, 2023 · SEC filing
- Reported sold
- $6.41M Indefinite offering
- Investors reported
- 3 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Jun 30, 2015 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$6,415,598 → $6,411,855
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| May 8, 2023 | Amendment | $6,411,855 | -$3,743vs Apr 13, 2022 | 3 | SEC filing |
| Apr 13, 2022 | Amendment | $6,415,598 | $1,289,627vs Apr 1, 2020 | 3 | SEC filing |
| Apr 1, 2020 | Amendment | $5,125,971 | $568,461vs May 28, 2019 | 3 | SEC filing |
| May 28, 2019 | Amendment | $4,557,510 | $1,919,120vs Apr 17, 2018 | 3 | SEC filing |
| Apr 17, 2018 | Amendment | $2,638,390 | $225,634vs Mar 30, 2017 | 3 | SEC filing |
| Mar 30, 2017 | Amendment | $2,412,756 | $1,798,436vs Apr 13, 2016 | 3 | SEC filing |
| Apr 13, 2016 | Amendment | $614,320 | $613,320vs Jul 15, 2015 | 2 | SEC filing |
| Jul 15, 2015 | Initial | $1,000 | No comparison | 1 | SEC filing |
Offering details
- Securities
- Pooled investment fund, Other
- Exemptions
- 06b, 3C, 3C.1
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $5.93K
- Finders' fees
- $0
- Form D file number
- 021-243805
variable annuity contracts
Issuer pays no sales commissions or finders' fees. LILAC pays all sales commissions or finders' fees from its corporate resources.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Innovation Partners, LLC | 146344 | Gerald R. Nowotny · CRD 1761926 |
| Lombard International Distribution Company | 38383 | Stuart Schlesinger · CRD 1902687 |
Source: Form D, filed May 8, 2023. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Lilac Lombard International Life Assurance Company | Promoter |
| Pflac Philadelphia Financial Life Assurance Company | Promoter |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Philadelphia, PA, 19103