Form D · Other Investment Fund
Lombard International Life Assurance Co Separate Account VA107
Philadelphia, PA · CIK 0001580565
Offering snapshot reported Apr 19, 2022 · SEC filing
- Reported sold
- $5M Indefinite offering
- Investors reported
- 3 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Feb 26, 2015 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$4,250,000 → $5,000,000
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Apr 19, 2022 | Amendment | $5,000,000 | $750,000vs Mar 17, 2016 | 3 | SEC filing |
| Mar 17, 2016 | Amendment | $4,250,000 | $2,250,000vs Mar 9, 2015 | 3 | SEC filing |
| Mar 9, 2015 | Initial | $2,000,000 | No comparison | 1 | SEC filing |
Offering details
- Securities
- Pooled investment fund, Other
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $128K
- Finders' fees
- $0
- Form D file number
- 021-235446
variable annuity contracts
Issuer pays no sales commissions or finders' fees. LILAC pays all sales commissions or finders' fees from its corporate resources.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Purshe Kaplan Sterling Investments | 35747 | Robert Armstrong · CRD 2256775 |
| M Holdings Securities, Inc. | 43285 | Brian T. Corley · CRD 2735235 |
| M Financial Securities Marketing, Inc. | 139304 | Brian T. Corley · CRD 2735235 |
| UBS Financial Services, Inc. | 8174 | Ross Gaudoin · CRD 5500976 |
| Summit Equities, Inc. | 11039 | Donald Gross · CRD 1913749 |
Source: Form D, filed Apr 19, 2022. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Lilac Lombard International Life Assurance Company | Promoter |
| Pflac Philadelphia Financial Life Assurance Company | Promoter |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Philadelphia, PA, 19103