Form D · Other Investment Fund

Lombard International Life Assurance Co Separate Account VA106

Philadelphia, PA · CIK 0001580566

Offering snapshot reported Mar 15, 2016 · SEC filing

Reported sold
$36.9M
Indefinite offering
Investors reported
2
Form D · investor count
Minimum accepted
$500K
Reported outside-investor minimum
First sale
Jul 2, 2013
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$18.5M$36.9MJul 16, 2013: $12,772,793.00Jul 16, 2013Jan 22, 2015: $33,432,749.00Jan 22, 2015Mar 15, 2016: $36,909,661.00Mar 15, 2016

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$33,432,749 → $36,909,661

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Mar 15, 2016Amendment$36,909,661$3,476,912vs Jan 22, 20152SEC filing
Jan 22, 2015Amendment$33,432,749$20,659,956vs Jul 16, 20132SEC filing
Jul 16, 2013Initial$12,772,793No comparison2SEC filing

Offering details

Securities
Pooled investment fund, Other
Exemptions
06b, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$14K
Finders' fees
$0
Form D file number
021-199726
variable annuity contracts
Issuer pays no Sales Commissions or Finders Fees. LILAC pays Sales Commissions from its corporate resources.

Sales compensation recipients

Scroll to see all columns →

RecipientCRDAssociated broker-dealer
Innovation Partners, LLC146344Walter J. Bernard · CRD 2767070

Source: Form D, filed Mar 15, 2016. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Lilac Lombard International Life Assurance Company Promoter
Pflac Philadelphia Financial Life Assurance Company Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
One Liberty Place 1650 Market St., 54 Th Floor
Philadelphia, PA, 19103