Form D · Other Investment Fund

Lombard International Life Assurance Co Separate Account VA 257

Philadelphia, PA · CIK 0001781548

Offering snapshot reported Jul 17, 2020 · SEC filing

Reported sold
$15M
Indefinite offering
Investors reported
1
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Jun 25, 2019
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$7.5M$15MJul 8, 2019: $10,000,000.00Jul 8, 2019Jul 17, 2020: $15,000,000.00Jul 17, 2020

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$10,000,000 → $15,000,000

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jul 17, 2020Amendment$15,000,000$5,000,000vs Jul 8, 20191SEC filing
Jul 8, 2019Initial$10,000,000No comparison1SEC filing

Offering details

Securities
Pooled investment fund, Other
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$7.82K
Finders' fees
$0
Form D file number
021-343599
variable annuity contracts
Issuer pays no sales commissions or finders' fees. LILAC pays all sales commissions from its corporate resources.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
M Holdings Securities, Inc43285Michael A. Mingolelli · CRD 4744404

Source: Form D, filed Jul 17, 2020. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Lilac Lombard International Life Assurance Company Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
One Liberty Place, 1650 Market Street 54 Th Floor
Philadelphia, PA, 19103