Form D · Other Investment Fund

Lombard International Life Assurance Co Separate Account VA 234

Philadelphia, PA · CIK 0001798093

Offering snapshot reported Mar 25, 2020 · SEC filing

Reported sold
$39.4M
Indefinite offering
Investors reported
1
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Dec 18, 2019
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$19.7M$39.4MDec 31, 2019: $19,871,858.00Dec 31, 2019Mar 25, 2020: $39,395,516.00Mar 25, 2020

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$19,871,858 → $39,395,516

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Mar 25, 2020Amendment$39,395,516$19,523,658vs Dec 31, 20191SEC filing
Dec 31, 2019Initial$19,871,858No comparison1SEC filing

Offering details

Securities
Pooled investment fund, Other
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$767
Finders' fees
$0
Form D file number
021-356829
variable annuity contracts
Issuer pays no sales commissions or finders' fees. LILAC pays sales commissions from its corporate resources.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Spearhead Capital, LLC145560David C. Reynolds · CRD 5169938

Source: Form D, filed Mar 25, 2020. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Lilac Lombard International Life Assurance Company Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
One Liberty Place 1650 Market St., 54 Th Floor
Philadelphia, PA, 19103