Form D · Other Investment Fund

Lombard International Life Assurance Co Separate Account VA 206

Philadelphia, PA · CIK 0001739939

Offering snapshot reported Apr 19, 2022 · SEC filing

Reported sold
$56.2M
Indefinite offering
Investors reported
14
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
May 3, 2018
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$28.1M$56.2MMay 10, 2018: $270,000.00May 10, 2018Mar 11, 2019: $55,902,000.00Mar 11, 2019Apr 19, 2022: $56,152,000.00Apr 19, 2022

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$55,902,000 → $56,152,000

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Apr 19, 2022Amendment$56,152,000$250,000vs Mar 11, 201914SEC filing
Mar 11, 2019Amendment$55,902,000$55,632,000vs May 10, 201814SEC filing
May 10, 2018Initial$270,000No comparison1SEC filing

Offering details

Securities
Pooled investment fund, Other
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$378K
Finders' fees
$0
Form D file number
021-312071
variable annuity contracts
Issuer pays no sales commissions or finders' fees. LILAC pays sales commissions from its corporate resources.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
M Holdings Securities, Inc43285Michael A. Mingolelli · CRD 4744404
M Financial Securities Marketing, Inc.139304Eric Naison-Phillips · CRD 5155539
M Holdings Securities, Inc.43285Eric Naison-Phillips · CRD 5155539

Source: Form D, filed Apr 19, 2022. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Lilac Lombard International Life Assurance Company Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
One Liberty Place, 1650 Market Street 54 Th Floor
Philadelphia, PA, 19103