Form D · Other Investment Fund

Lombard International Life Assurance Co Separate Account VA 204

Philadelphia, PA · CIK 0001738509

Offering snapshot reported May 24, 2023 · SEC filing

Reported sold
$3M
Indefinite offering
Investors reported
2
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Apr 20, 2018
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$1.5M$3MApr 26, 2018: $2,000,000.00Apr 26, 2018May 24, 2023: $3,000,000.00May 24, 2023

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$2,000,000 → $3,000,000
  • Reported investors1 → 2

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
May 24, 2023Amendment$3,000,000$1,000,000vs Apr 26, 20182SEC filing
Apr 26, 2018Initial$2,000,000No comparison1SEC filing

Offering details

Securities
Pooled investment fund, Other
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$27.8K
Finders' fees
$0
Form D file number
021-311100
variable annuity contracts
Issuer pays no sales commissions or finders' fees. LILAC pays all sales commissions from its corporate resources.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
M Holdings Securities, Inc43285Eric Naison-Phillips · CRD 5155539
M Financial Securities Marketing, Inc.139304Eric Naison-Phillips · CRD 5155539
First Liberties Financial14432Thomas J Carstens · CRD 2141430

Source: Form D, filed May 24, 2023. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Lilac Lombard International Life Assurance Company Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
One Liberty Place, 1650 Market Street 54 Th Floor
Philadelphia, PA, 19103