Form D · Other Investment Fund

Lombard International Life Assurance Co Separate Account VA 202

Philadelphia, PA · CIK 0001752949

Offering snapshot reported May 10, 2019 · SEC filing

Reported sold
$5.52M
Indefinite offering
Investors reported
1
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Sep 10, 2018
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$2.76M$5.52MSep 25, 2018: $5,484,707.00Sep 25, 2018May 10, 2019: $5,517,963.00May 10, 2019

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$5,484,707 → $5,517,963

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
May 10, 2019Amendment$5,517,963$33,256vs Sep 25, 20181SEC filing
Sep 25, 2018Initial$5,484,707No comparison1SEC filing

Offering details

Securities
Pooled investment fund, Other
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$11.5K
Finders' fees
$0
Form D file number
021-322101
variable annuity contracts
Issuer pays no sales commissions or finders' fees. LILAC pays sales commissions from its corporate resources.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
M Holdings Securities, Inc.43285Ernest H. Barry · CRD 1994312
M Financial Securities Marketing, Inc.139304Ernest H. Barry · CRD 1994312

Source: Form D, filed May 10, 2019. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Lilac Lombard International Life Assurance Company Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
One Liberty Place, 1650 Market Street 54 Th Floor
Philadelphia, PA, 19103