Form D · Other Investment Fund
Lombard International Life Assurance Co Separate Account VA 199
Philadelphia, PA · CIK 0001728932
Offering snapshot reported Jan 30, 2018 · SEC filing
- Reported sold
- $4.15M Indefinite offering
- Investors reported
- 1 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Jan 17, 2018 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jan 30, 2018 | Initial | $4,150,000 | No comparison | 1 | SEC filing |
Offering details
- Securities
- Pooled investment fund, Other
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-304406
variable annuity contracts
Issuer pays no sales commissions or finders' fees. LILAC will pay sales commissions from its corporate resources.
Sales compensation recipients
Scroll to see all columns →
| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Lion Street Financial, LLC | 165828 | David C. Friezo · CRD 1705729 |
Source: Form D, filed Jan 30, 2018. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Lilac Lombard International Life Assurance Company | Promoter |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:
One Liberty Place, 1650 Market Street 54 Th Floor
Philadelphia, PA, 19103
Philadelphia, PA, 19103