Form D · Other Investment Fund

Lombard International Life Assurance Co Separate Account VA 197

Philadelphia, PA · CIK 0001730115

Offering snapshot reported Apr 20, 2022 · SEC filing

Reported sold
$21.1M
Indefinite offering
Investors reported
3
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Jan 30, 2018
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$10.5M$21.1MFeb 7, 2018: $2,000,000.00Feb 7, 2018May 10, 2019: $6,500,000.00May 10, 2019Mar 17, 2020: $10,015,000.00Mar 17, 2020Apr 20, 2022: $21,065,000.00Apr 20, 2022

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$10,015,000 → $21,065,000
  • Reported investors2 → 3

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Apr 20, 2022Amendment$21,065,000$11,050,000vs Mar 17, 20203SEC filing
Mar 17, 2020Amendment$10,015,000$3,515,000vs May 10, 20192SEC filing
May 10, 2019Amendment$6,500,000$4,500,000vs Feb 7, 20182SEC filing
Feb 7, 2018Initial$2,000,000No comparison2SEC filing

Offering details

Securities
Pooled investment fund, Other
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$90.6K
Finders' fees
$0
Form D file number
021-305088
variable annuity contracts
Issuer pays no sales commissions or finders' fees. LILAC pays sales commissions from its corporate resources.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
M Holdings Securities, Inc43285Michael A. Mingolelli · CRD 4744404
M Financial Securities Marketing, Inc.139304Michael A. Mingolelli · CRD 4744404

Source: Form D, filed Apr 20, 2022. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Lilac Lombard International Life Assurance Company Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
One Liberty Place, 1650 Market Street 54 Th Floor
Philadelphia, PA, 19103