Form D · Other Investment Fund

Lombard International Life Assurance Co Separate Account VA 174

Philadelphia, PA · CIK 0001702566

Offering snapshot reported Mar 17, 2020 · SEC filing

Reported sold
$10.1M
Indefinite offering
Investors reported
1
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Mar 28, 2017
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$5.07M$10.1MApr 3, 2017: $4,321,963.00Apr 3, 2017Apr 19, 2018: $5,054,117.00Apr 19, 2018Apr 16, 2019: $10,142,052.00Apr 16, 2019Mar 17, 2020: $10,142,052.00Mar 17, 2020

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Mar 17, 2020Amendment$10,142,052$0vs Apr 16, 20191SEC filing
Apr 16, 2019Amendment$10,142,052$5,087,935vs Apr 19, 20181SEC filing
Apr 19, 2018Amendment$5,054,117$732,154vs Apr 3, 20171SEC filing
Apr 3, 2017Initial$4,321,963No comparison1SEC filing

Offering details

Securities
Pooled investment fund, Other
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$10K
Finders' fees
$0
Form D file number
021-283914
variable annuity contracts
Issuer pays no sales commissions or finders' fees. LILAC pays all sales commissions from its corporate resources.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Stern Capital LLC131226Jennifer H. Macaulay · CRD 2447557

Source: Form D, filed Mar 17, 2020. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Lilac Lombard International Life Assurance Company Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
One Liberty Place, 1650 Market Street 54 Th Floor
Philadelphia, PA, 19103