Form D · Other Investment Fund
Lombard International Life Assurance Co Separate Account VA 173
Philadelphia, PA · CIK 0001706376
Offering snapshot reported Mar 25, 2020 · SEC filing
- Reported sold
- $15.8M Indefinite offering
- Investors reported
- 2 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- May 8, 2017 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$10,000,000 → $15,820,272
- Reported investors1 → 2
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Mar 25, 2020 | Amendment | $15,820,272 | $5,820,272vs May 14, 2019 | 2 | SEC filing |
| May 14, 2019 | Amendment | $10,000,000 | $5,000,000vs May 16, 2017 | 1 | SEC filing |
| May 16, 2017 | Initial | $5,000,000 | No comparison | 1 | SEC filing |
Offering details
- Securities
- Pooled investment fund, Other
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $32.6K
- Finders' fees
- $0
- Form D file number
- 021-286793
variable annuity contracts
Issuer pays no sales commissions or finders' fees. LILAC pays sales commissions from its corporate resources.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| M Holdings Securities, Inc | 43285 | William Benjamin Strempel · CRD 5218128 |
| M Financial Securities Marketing, Inc. | 139304 | Chadwick L. Campbell · CRD 6459772 |
| M Financial Securities Marketing, Inc | 139304 | William Benjamin Strempel · CRD 5218128 |
| M Holdings Securities, Inc. | 43285 | Steven Zeiger · CRD 1554822 |
Source: Form D, filed Mar 25, 2020. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Lilac Lombard International Life Assurance Company | Promoter |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Philadelphia, PA, 19103