Form D · Other Investment Fund

Lombard International Life Assurance Co Separate Account VA 169

Philadelphia, PA · CIK 0001698393

Offering snapshot reported Mar 27, 2018 · SEC filing

Reported sold
$4.87M
Indefinite offering
Investors reported
1
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Feb 10, 2017
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$2.43M$4.87MFeb 23, 2017: $4,724,423.00Feb 23, 2017Mar 27, 2018: $4,868,615.00Mar 27, 2018

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$4,724,423 → $4,868,615

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Mar 27, 2018Amendment$4,868,615$144,192vs Feb 23, 20171SEC filing
Feb 23, 2017Initial$4,724,423No comparison1SEC filing

Offering details

Securities
Pooled investment fund, Other
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$7.64K
Finders' fees
$0
Form D file number
021-281168
variable annuity contracts
Issuer pays no sales commissions or finders' fees. LILAC will pay sales commissions from its corporate resources.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
M Holdings Securities, Inc43285Milton H. Cohn, Jr. · CRD 840000
M Financial Securities Marketing, Inc.139304Milton H. Cohn, Jr. · CRD 840000

Source: Form D, filed Mar 27, 2018. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Lilac Lombard International Life Assurance Company Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
One Liberty Place, 1650 Market Street 54 Th Floor
Philadelphia, PA, 19103