Form D · Other Investment Fund

Lombard International Life Assurance Co Separate Account VA 168

Philadelphia, PA · CIK 0001698394

Offering snapshot reported Mar 31, 2020 · SEC filing

Reported sold
$6.85M
Indefinite offering
Investors reported
2
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Feb 10, 2017
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$3.43M$6.85MFeb 24, 2017: $728,930.00Feb 24, 2017Mar 27, 2018: $6,779,258.00Mar 27, 2018Mar 31, 2020: $6,850,517.00Mar 31, 2020

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$6,779,258 → $6,850,517

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Mar 31, 2020Amendment$6,850,517$71,259vs Mar 27, 20182SEC filing
Mar 27, 2018Amendment$6,779,258$6,050,328vs Feb 24, 20172SEC filing
Feb 24, 2017Initial$728,930No comparison1SEC filing

Offering details

Securities
Pooled investment fund, Other
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$187K
Finders' fees
$0
Form D file number
021-281278
variable annuity contracts
Issuer pays a sales commission equal to a percentage of the premium received by the Issuer. LILAC pays sales commissions from its corporate resources.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
M Holdings Securities, Inc43285Brian T. Corley · CRD 2735235
M Financial Securities Marketing, Inc139304Brian T. Corley · CRD 2735235

Source: Form D, filed Mar 31, 2020. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Lilac Lombard International Life Assurance Company Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
One Liberty Place, 1650 Market Street 54 Th Floor
Philadelphia, PA, 19103