Form D · Other Investment Fund

Lombard International Life Assurance Co Separate Account VA 157

Philadelphia, PA · CIK 0001685674

Offering snapshot reported Apr 21, 2017 · SEC filing

Reported sold
$3.5M
Indefinite offering
Investors reported
2
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Sep 22, 2016
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$1.75M$3.5MSep 27, 2016: $2,000,000.00Sep 27, 2016Apr 21, 2017: $3,500,000.00Apr 21, 2017

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$2,000,000 → $3,500,000
  • Reported investors1 → 2

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Apr 21, 2017Amendment$3,500,000$1,500,000vs Sep 27, 20162SEC filing
Sep 27, 2016Initial$2,000,000No comparison1SEC filing

Offering details

Securities
Pooled investment fund, Other
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$4.7K
Finders' fees
$0
Form D file number
021-271389
variable annuity contracts
Issuer pays no sales commissions or finders' fees. LILAC will pay sales commissions from its corporate resources.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
M Holdings Securities, Inc43285Michael B. Liebeskind · CRD 1219051
M Financial Securities Marketing, Inc139304Michael B. Liebeskind · CRD 1219051

Source: Form D, filed Apr 21, 2017. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Lilac Lombard International Life Assurance Company Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
One Liberty Place 1650 Market Street, 54 Th Floor
Philadelphia, PA, 19103