Form D · Other Investment Fund
Lombard International Life Assurance Co Separate Account VA 156
Philadelphia, PA · CIK 0001685675
Offering snapshot reported Jun 4, 2019 · SEC filing
- Reported sold
- $40.3M Indefinite offering
- Investors reported
- 9 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Oct 28, 2016 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$38,271,267 → $40,332,183
- Reported investors8 → 9
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jun 4, 2019 | Amendment | $40,332,183 | $2,060,916vs Mar 28, 2018 | 9 | SEC filing |
| Mar 28, 2018 | Amendment | $38,271,267 | $8,328,120vs May 5, 2017 | 8 | SEC filing |
| May 5, 2017 | Amendment | $29,943,147 | $2,928,299vs Nov 1, 2016 | 3 | SEC filing |
| Nov 1, 2016 | Initial | $27,014,848 | No comparison | 1 | SEC filing |
Offering details
- Securities
- Pooled investment fund, Other
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $123K
- Finders' fees
- $0
- Form D file number
- 021-273611
variable annuity contracts
Issuer pays no sales commissions or finders' fees. LILAC pays sales commissions from its corporate resources.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| M Holdings Securities, Inc | 43285 | Philip de Bruyn · CRD 1564714 |
| M Financial Securities Marketing, Inc. | 139304 | Philip de Bruyn · CRD 1564714 |
| M Holdings Securities, Inc. | 43285 | Eric Naison-Phillips · CRD 5155539 |
| Lion Street Financial, LLC | 165828 | Rodney D. Sager · CRD 802468 |
Source: Form D, filed Jun 4, 2019. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Lilac Lombard International Life Assurance Company | Promoter |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Philadelphia, PA, 19103