Form D · Other Investment Fund

Lombard International Life Assurance Co Separate Account VA 153

Philadelphia, PA · CIK 0001681664

Offering snapshot reported Apr 18, 2017 · SEC filing

Reported sold
$17.8M
Indefinite offering
Investors reported
1
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Aug 1, 2016
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$8.88M$17.8MAug 10, 2016: $6,014,410.00Aug 10, 2016Apr 18, 2017: $17,761,959.00Apr 18, 2017

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$6,014,410 → $17,761,959

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Apr 18, 2017Amendment$17,761,959$11,747,549vs Aug 10, 20161SEC filing
Aug 10, 2016Initial$6,014,410No comparison1SEC filing

Offering details

Securities
Pooled investment fund, Other
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$24K
Finders' fees
$0
Form D file number
021-268617
variable annuity contracts
Issuer pays no sales commissions or finders' fees. LILAC pays sales commissions from its corporate resources.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
M Holdings Securities, Inc43285Milton H. Cohn, Jr. · CRD 840000
M Financial Securities Marketing, Inc.139304Milton H. Cohn, Jr. · CRD 840000

Source: Form D, filed Apr 18, 2017. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Lilac Lombard International Life Assurance Company Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
One Liberty Place 1650 Market St. 54 Th Floor
Philadelphia, PA, 19103