Form D · Other Investment Fund

Lombard International Life Assurance Co Separate Account VA 152

Philadelphia, PA · CIK 0001681765

Offering snapshot reported Mar 29, 2018 · SEC filing

Reported sold
$752K
Indefinite offering
Investors reported
2
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Aug 4, 2016
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$376K$752KAug 10, 2016: $500,000.00Aug 10, 2016Mar 29, 2018: $751,531.00Mar 29, 2018

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$500,000 → $751,531
  • Reported investors1 → 2

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Mar 29, 2018Amendment$751,531$251,531vs Aug 10, 20162SEC filing
Aug 10, 2016Initial$500,000No comparison1SEC filing

Offering details

Securities
Pooled investment fund, Other
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$1.25K
Finders' fees
$0
Form D file number
021-268618
variable annuity contracts
Issuer pays no sales commissions or finders' fees. LILAC pays all sales commissions from its corporate resources.

Sales compensation recipients

Scroll to see all columns →

RecipientCRDAssociated broker-dealer
M Holdings Securities, Inc43285Francis X. Queally · CRD 1040983
First Liberties Financial14432Thomas J. Carstens · CRD 2141430

Source: Form D, filed Mar 29, 2018. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Lilac Lombard International Life Assurance Company Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
One Liberty Place 1650 Market St, 54 Th Floor
Philadelphia, PA, 19103