Form D · Other Investment Fund
Axcelus Financial Life Insurance Co Separate Account VA 140
Philadelphia, PA · CIK 0001661777
Offering snapshot reported Jul 12, 2024 · SEC filing
- Reported sold
- $71.6M Indefinite offering
- Investors reported
- 1 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Feb 24, 2016 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$21,013,647 → $71,645,737
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jul 12, 2024 | Amendment | $71,645,737 | $50,632,090vs Apr 19, 2018 | 1 | SEC filing |
| Apr 19, 2018 | Amendment | $21,013,647 | $4,999,999vs Mar 17, 2017 | 1 | SEC filing |
| Mar 17, 2017 | Amendment | $16,013,648 | $13,013,648vs Mar 1, 2016 | 1 | SEC filing |
| Mar 1, 2016 | Initial | $3,000,000 | No comparison | 1 | SEC filing |
Offering details
- Securities
- Pooled investment fund, Other
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $501K
- Finders' fees
- $0
- Form D file number
- 021-258360
variable annuity contracts
Issuer pays no sales commissions or finders' fees. Axcelus Financial pays all sales commissions or finders' fees from its corporate resources.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| M Holdings Securities, Inc | 43285 | Eric Naison-Phillips · CRD 5155539 |
| M Financial Securities Marketing, Inc. | 139304 | Michael B. Liebeskind · CRD 1219051 |
| M Financial Securities Marketing, Inc | 139304 | Eric Naison-Phillips · CRD 5155539 |
| The Leaders Group, Inc. | 37157 | Jonathan M. Donfield · CRD 5845355 |
Source: Form D, filed Jul 12, 2024. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Axcelus Financial Axcelus Financial Life Insurance Company | Promoter |
| Lilac Lombard International Life Assurance Company | Promoter |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Philadelphia, PA, 19103