Form D · Other Investment Fund

Lombard International Life Assurance Co Separate Account VA 139

Philadelphia, PA · CIK 0001661776

Offering snapshot reported Apr 11, 2017 · SEC filing

Reported sold
$2.98M
Indefinite offering
Investors reported
1
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Apr 11, 2016
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$1.49M$2.98MApr 20, 2016: $2,655,917.00Apr 20, 2016Apr 11, 2017: $2,976,990.00Apr 11, 2017

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$2,655,917 → $2,976,990
  • Reported investors3 → 1

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Apr 11, 2017Amendment$2,976,990$321,073vs Apr 20, 20161SEC filing
Apr 20, 2016Initial$2,655,917No comparison3SEC filing

Offering details

Securities
Pooled investment fund, Other
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$5.18K
Finders' fees
$0
Form D file number
021-261696
variable annuity contracts
Issuer pays no sales commissions or finders' fees. LILAC pays all sales commissions or finders' fees from its corporate resources.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Spearhead Capital, LLC145560David C. Reynolds · CRD 5169938

Source: Form D, filed Apr 11, 2017. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Lilac Lombard International Life Assurance Company Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
One Liberty Place 1650 Market Street, 54 Th Floor
Philadelphia, PA, 19103