Form D · Other Investment Fund

Lombard International Life Assurance Co Separate Account VA 136

Philadelphia, PA · CIK 0001659791

Offering snapshot reported Apr 18, 2018 · SEC filing

Reported sold
$1.65M
Indefinite offering
Investors reported
1
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Nov 24, 2015
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$827K$1.65MDec 3, 2015: $1,116,418.00Dec 3, 2015Apr 18, 2018: $1,654,979.00Apr 18, 2018

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$1,116,418 → $1,654,979

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Apr 18, 2018Amendment$1,654,979$538,561vs Dec 3, 20151SEC filing
Dec 3, 2015Initial$1,116,418No comparison1SEC filing

Offering details

Securities
Pooled investment fund, Other
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$20.3K
Finders' fees
$0
Form D file number
021-252363
variable annuity contracts
Issuer pays sales commissions which are equal to a percentage of the premium received by the Issuer. LILAC also pays sales commissions from its corporate resources.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
M Holdings Securities, Inc43285David D. Ehlert · CRD 1181878

Source: Form D, filed Apr 18, 2018. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Lilac Lombard International Life Assurance Company Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
One Liberty Place 1650 Market Street, 54 Th Floor
Philadelphia, PA, 19103